MASTERING ASSESSMENT VALIDATION: HOW TO VALIDATE ASSESSMENTS

Mastering Assessment Validation: How to Validate Assessments

Mastering Assessment Validation: How to Validate Assessments

Blog Article

Post-registration, RTOs are tasked with many responsibilities including annual declarations, AVETMISS reporting, and marketing compliance, and validation is often the most challenging.

Even though we've covered validation in depth, let’s revisit its definition. ASQA defines validation as a quality review of the assessment process.

Simply put, validation confirms which aspects of an RTO's assessment process are right and identifies where improvements are needed. A clear understanding of its main components makes it less intimidating.

According to Clause 1.8 of the SRTOs 2015, RTOs must ensure their assessment systems, including RPL, comply with the training package requirements and are conducted according to the Principles of Assessment and Rules of Evidence.

The standards mandate two types of validation.

The primary type of assessment validation verifies that your RTO's assessment meets the training package requirements.

The next type of validation confirms assessments are carried out following the principles of assessment and rules of evidence.

Thus, we understand that validation is done before and after the assessment. This article highlights the first type: assessment tool validation.

Understanding the Two Types of Assessment Validation

Decoding Assessment Validation

As discussed before and in previous blogs, validation includes two processes: (1) assessment tool validation and (2) post-assessment validation.

Assessment tool validation, known as pre-assessment validation, pertains to the first part of the clause, focusing on meeting all unit requirements and ensuring total workbook compliance.

In contrast, post-assessment validation focuses on the implementation, requiring Registered Training Organisations to conduct assessments according to the Principles of Assessment and Rules of Evidence.

Our focus in this article will be on assessment tool validation.

Procedure for Assessment Tool Validation

Understanding the two types of validation allows us to delve into the specifics of assessment tool validation.

Ideal Times to Conduct Assessment Tool Validation

Assessment tool validation seeks to ensure all elements, performance criteria, and performance and knowledge evidence are addressed by your assessment tools.

Hence, whenever new learning resources are bought, assessment tool validation is necessary before student use.

There's no requirement to wait for your next 5-year cycle validation schedule. Validate new resources promptly to ensure they’re ready for students.

Nevertheless, this isn't the only occasion for this type of validation. Conduct assessment tool validation when you:

- you update your resources
- you add new training products on scope
- review your course against training product updates
- identify your learning resources as a risk during your risk assessment

ASQA's risk-based approach to regulation necessitates regular risk assessments by RTOs. If there are student complaints about learning resources, it's an opportune time for assessment tool validation.

Identifying Training Products for Validation

Bear in mind, this validation is meant to ensure all learning resources are compliant before use. All RTOs are required to validate all unit resources.

Starting Assessment Tool Validation: What You Need

Instructional Resources

As you validate your assessment tools, you will need the complete set of your learning resources:

Mapping tool – the first document you should look at. It highlights which assessment items meet unit requirements, accelerating validation.

Learner/student workbook – check its suitability as an assessment tool during validation. Ensure instructions are clear and answer fields are sufficient. This is a common issue.

Assessor guide/marking guide – ensure that instructions for assessors are sufficient and clear benchmarks for each assessment item exist. Clear benchmarks are essential for reliable assessment outcomes.

Other related resources – these might include checklists, registers, and templates developed separately from the workbook and marking guide. Ensure they are appropriate for the assessment task and meet unit requirements.

Assessment Validation Panel

Clause 1.11 describes the requirements for validation panel members, indicating that validation can be performed by one or more persons. RTOs often require all trainers and assessors to attend, and sometimes industry experts are invited.

The members of your validation panel must collectively have:

Vocational competencies and current industry skills applicable to the unit being validated

Current knowledge and skills related to vocational teaching and learning

Any of the following training and assessment credentials:

TAE40116 Certificate IV in Training and Assessment or its equivalent

Assessment validation form/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Using a validation tool helps in both the validation process and documentation. It facilitates seeing how each assessment item matches each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
Simultaneously, it provides documentation that you have validated your resources before students use them.

ASQA does not specify a recommended or required template for assessment tool validation, but many templates are accessible online. These tools usually have validators review the tools in their entirety to ensure they meet the principles of assessment.

Principles of Assessment Guide Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

Although such templates ease validation, they can cause judgment errors since there’s minimal space for comments on each assessment item.

A more detailed template is recommended to thoroughly inspect each unit requirement and the assessment items that align with them. Below is an example:

Element Performance Criteria Assessment Instructions Standards Assessment Instrument Rectification Recommendations
What do you Need to Check?
What to Look For?

As mentioned in our blog post Common Problems In Assessment Tools, it’s crucial that your assessment tools enable trainers to follow assessment principles and evidence rules.

Core Principles of Assessment
Fairness – Are equal opportunity and access ensured for everyone in the assessment process?

Flexibility – Are various options provided in the assessment to demonstrate competence based on different needs and preferences?

Validity – Is the assessment measuring what it is supposed to measure? Is it a valid tool for assessing the required skill or knowledge?

Reliability – Will the assessment give the same results every time, regardless of the trainer? Will different assessors make the same decision on skill competence?

Rules of Evidence

Validity – Does the evidence indicate that the candidate possesses the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is there sufficient evidence to ensure the learner has the required skills and knowledge?

Authenticity – Does the assessment tool prove that the work is the candidate’s own?

Currency – Do the assessment tools correspond to current units of competency and industry practices?

Despite being frequently covered in VET professional development and nationally recognised training, many tools still have issues with these requirements.

To prevent using learning resources that do not address some unit requirements, ensure you adhere to these guidelines:

Show What You Mean

Focus on the verbs used in the unit requirements and make sure they are addressed by the assessment item. For example, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement requires students to:

Carry out each of the following tasks at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication per service and regulatory requirements:

change diapers

prepare bottles, bottle-feed babies, and clean equipment

prepare solid foods and feed infants

appropriately respond to baby signs and cues

settle infants for sleep and prepare them

monitor and support age-appropriate physical exploration and gross motor skills

Having students describe the nappy-changing process for babies under 12 months doesn’t fulfill the unit requirement. Unless the requirement assesses underpinning knowledge (i.e., knowledge evidence), students should be doing the tasks.

Look Out for Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Pay attention to the numbers. In our CHCECE032 example, one unit requirement asks students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby isn’t enough.

Complete Compliance or Not Competent

Pay attention to lists. Again, as illustrated above, if students perform just half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Can You Clarify Further?

Every assessment item must have clear and specific benchmark answers to guide the assessor’s judgment on student competence. Thus, make sure your instructions are not confusing for students or assessors. For example:
What kind of information can be included in a work package?
What details can be included in a work package?

The answer can include:

Needed materials

Pertinent costs

Time span of activities

Assigned functions and responsibilities

If an assessment item requires multiple answers, specify the number of answers a student must provide. This ensures your assessment is reliable, and the evidence collected is valid.

This is also true for assessment items with double-barrelled questions or those that get more info require multiple answers at once. These can confuse students and assessors, as demonstrated in the sample question below:

Name a hazard and/or environmental concern in the workplace and choose the most effective hazard control hierarchy.

Answers may include, but are not limited to:

Weather conditions – isolating the work area, engineering controls, PPE

Work area and ground conditions – elimination, isolation, use of engineering controls

People – isolating, use of engineering controls, administration

Structural hazards – substitution, isolation, engineering

Chemical hazards – isolating, engineering, administration

Equipment or machinery – isolation, use of engineering controls, administration

Avoiding double-barrelled questions makes it simpler for students to answer and for assessors to accurately judge student competence.

Given these requirements, you might wonder, “Don’t learning resource developers offer audit guarantees?” But these guarantees require waiting for an audit before rectifying noncompliance. This impacts your compliance history, so it’s better to take a safe and compliant route.

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